Generate Compliance Reports

Generate transaction, audit, and watchlist compliance reports in RiskOS™ with customizable fields and downloadable CSV output.

Compliance Reports in RiskOS™ are categorized into three types: Transactions, Audit, and Watchlist. Each type may include several subtypes, providing comprehensive details about your account's activity.

Transactions reports

The Transactions report type offers two report subtypes: Transaction Details and DocV Consent.

Customize your Transaction Details report by including any of the following information for your account's transactions:

Account Intelligence	Account Intelligence Ownership Score Account Intelligence Availability Score Account Intelligence Reason Codes
Address Risk	Address Risk Score Address Risk Reason Codes
Decision	Decision Value Decision Logic Name Decision Version Decision Details
Device Risk	Device Risk Score Device Identity Correlation Score Device Risk Reason Codes Device Data Information Device Data IP Geolocation Device Data GPS Geolocation Device Data Observations Velocity Metrics FirstName Velocity Metrics SurName Velocity Metrics Email Velocity Metrics Mobile Number
Digital Intelligence	Computed Network Attributes Behavioral History Velocity
Document Verification	Document UUID Document Verification Document Type Document Verification State Document Verification Country Document Verification Decision Name Document Verification Decision Value Document Verification Reason Codes
Email Risk	Email Risk Score Email Risk Reason Codes
First Party Fraud	Identity Application Account ACH Transaction Check Transaction Card Transaction
Fraud	Fraud Score Fraud Reason Codes
Socure Verify (KYC)	KYC First Name Field Validation KYC Sur Name Field Validation KYC Street Address Field Validation KYC City Field Validation KYC State Field Validation KYC ZIP Field Validation KYC DOB Field Validation KYC SSN Field Validation KYC Reason Codes
Socure Verify Plus (KYC Plus)	KYC Plus First Name Field Validation KYC Plus Sur Name Field Validation KYC Plus Street Address Field Validation KYC Plus City Field Validation KYC Plus State Field Validation KYC Plus ZIP Field Validation KYC Plus DOB Field Validation KYC Plus SSN Field Validation KYC Plus Reason Codes
Name Address Correlation	Name Address Correlation Score Name Address Reason Codes
Name Email Correlation	Name Email Correlation Score Name Email Reason Codes
Name Phone Correlation	Name Phone Correlation Score Name Phone Reason Codes
Social	Social Profiles Social Reason Codes
Synthetic	Synthetic Risk Score Synthetic Risk Reason Codes
Transaction	Reference ID Transaction Date Error Processing Time Status Modules Environment Customer User ID User ID
Watchlist	Watchlist Reason Codes Watchlist Monitor

The DocV Consent reports contain the following information for your account's transactions:

Column Name	Description
Event ID	The reference ID of the DocV session.
Event Date	The date and time the DocV session began.
Transaction ID	The reference ID of the DocV transaction.
Transaction Date	The date of the DocV transaction.
Consent ID	A unique identifier for the consent record.
Consent Response	Indicates if the consumer agreed to the DocV terms and consent. Possible values are Agreed or Declined. If this field is blank, consent was not provided and the session ended without creating a transaction. If the value is Agreed but there is no transaction ID, consent was provided but the consumer abandoned the transaction without capturing or uploading their documents.
Consent Timestamp	The time and date of the consent response from the consumer.
Consent Version ID	Identifies the version of the consent displayed to the consumer.
Consent Language	Identifies the language of the terms and consent feature displayed to the consumer.

Audit reports

The Audit report type offers the following report subtypes: Account Activity, Products Settings, Products Settings Change Logs, and Users & Roles.

The Account Activity report can include the following information for your account's user activity:

Column Name	Description
User ID	A unique identifier for an account user.
Time Stamp	The time and date of a user's activity.
IP Address	The IP address used for logging into the account.
Action	The recorded activity performed by the user.
Modifications	Display any modifications to the user's first name, last name, and phone number.
Additions	Display any new accounts that the user has gained access to, including specific roles, or newly added roles to accounts the user already has access to.
Deletions	Display any accounts from which the user's access has been removed, including roles that have been removed from accounts the user previously had access to.

The Product Settings report can include the following information for your account's general and module-specific settings:

	Setting	Value
General Settings	Account Intelligence	Enabled; or Disabled
	Address Risk Score	Enabled; or Disabled
	Device Risk	Enabled; or Disabled
	Document Verification	Enabled; or Disabled
	Email Risk Score	Enabled; or Disabled
	Fraud Score	Enabled; or Disabled
	KYC	Enabled; or Disabled
	KYC Plus	Enabled; or Disabled
	Decision	Enabled; or Disabled
	Phone Risk Score	Enabled; or Disabled
	Prefill	Enabled; or Disabled
	Synthetic	Enabled; or Disabled
	Global Watchlist	Enabled; or Disabled
	Idle Session Sign-out	A time value in seconds (e.g., 480)
	Auto Sign-out	A time value in seconds (e.g., 480)
	API Allowable IPs & Domains	A comma separated concatenated list of IPs and domains configured for API access for the account (e.g., 54.83.187.32, 54.86.50.139)
	Dashboard Allowable IPs & Domains	A comma separated concatenated list of IPs and domains configured for RiskOS™ access for the account (e.g., 54.83.187.32, 54.86.50.139)
	KYC Settings	KYC Date of Birth Tolerance	One of the following values: Exact YYYY/MM/DD One Year Radius YYYY/MM/DD Exact YYYY One Year Radius YYYY Exact YYYY/MM One Year Radius YYYY/MM One Year Radius & 2 Digit Transposition YYYY/MM/DD One Year Radius & 2 Digit Transposition YYYY/MM
KYC National ID Tolerance	KYC Settings	Exact; or Fuzzy
Document Verification Settings	Document Verification Minimum Age Requirement Under The Age Of	A positive integer value (e.g., 18)
	Document Verification Minimum Age Requirement Then	Review; or Reject
	Data Matching Tolerance - Match ‘First Name’ against known ‘Nicknames’ and ‘Aliases’	Enabled; or Disabled
	Data Matching Tolerance - Difference in Months	A positive integer value (e.g., 0)
	Data Matching Tolerance - Difference in Months Then	One of the following values: Accept Review Resubmit Reject
	Data Matching Tolerance - Under Threshold Of	A positive integer value (e.g., 70)
	Data Matching Tolerance - Under Threshold Of Then	One of the following values: Accept Review Resubmit Reject
	Document Expiration - Grace Period	Enabled; or Disabled
	Document Expiration - Days after Expiration	A positive integer value (e.g., 10)
	Document Expiration - Days after Expiration Then	Review; or Accept
	Document Expiration - Intercept soon to expire	Enabled; or Disabled
	Document Expiration - Intercept soon to expire	A positive integer value (e.g., 10)
	Document Expiration - Intercept soon to expire Then	One of the following values: Review Reject Accept
Global Watchlist Settings	Global Watchlist Require Date of Birth & Name to Match	Enabled; or Disabled
	Global Watchlist Name Fuzziness	A positive integer value (e.g., 50.0)
	Global Watchlist Entities Limit	A positive integer value (e.g., 10)
	Global Watchlist Auto Monitor Watchlist Transactions	Enabled; or Disabled
	Global Watchlist Suppress PEPs Without URLs	Enabled; or Disabled
	Global Watchlist Date of Birth Tolerance	One of the following values: Exact YYYY/MM/DD One Year Radius YYYY/MM/DD Exact YYYY One Year Radius YYYY Exact YYYY/MM One Year Radius YYYY/MM One Year Radius & 2 Digit Transposition YYYY/MM/DD One Year Radius & 2 Digit Transposition YYYY/MM
	Global Watchlist Source List Countries	A comma separated concatenated list of countries enabled for the account (e.g., Algeria, Aruba, Australia)
	Global Watchlist Categories	A comma separated concatenated list of watchlist categories enabled for the account (e.g., Sanctions, PEP, Enforcement, Adverse Media, Custom Watchlist)
	Global Watchlist Source List Adverse Media	A comma separated concatenated list of adverse media enabled for the account (e.g., Adverse Media V2 Fraud Linked, Adverse Media V2 Regulatory)
	Global Watchlist Source List Enforcement	A comma separated concatenated list of enforcement enabled for the account (e.g., Albania State Police Wanted, Argentina Ministry of Justice Most Wanted)
	Global Watchlist Source List PEP	A comma separated concatenated list of PEP enabled for the account (e.g., PEP Class 1, PEP Class 3)
	Global Watchlist Source List Sanctions	A comma separated concatenated list of Sanctions enabled for the account (e.g., DFAT Australia Consolidated Sanctions List, Bahrain Terrorists List)
	Global Watchlist Source List Custom Watchlist	A comma separated concatenated list of custom watchlist enabled for the account (e.g., Internal list.csv)
	Global Watchlist Adverse Media Historical Range	A string value (e.g., 5 Years)

Watchlist reports

The Watchlist report type offers two subtypes: Comprehensive Screening Report and Source List Audit Log.

The Comprehensive Screening reports contain the following information for your account's transactions:

Request Fields	Response Fields
Watchlist Module(s) Customer User ID User ID First Name Sur Name Full Name Physical Address City State Zip Country National ID Input DOB Mobile number/phone number Email ID	Transaction ID Transaction Timestamp Reason Codes Case ID(s) (available for accounts provisioned with the Case Management feature) Entity ID Match Score Entity Correlation Score Source List Watchlist Category Name Match Fields Address Country DOB Program Listing ID Designation Date Political Position Source URL

Updated 2 days ago

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